Global Broker Regulation Inquiry App
WikiFX
Swiss Financial Market Supervisory Authority
Year 2007Regulated by Government
FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, exchanges, securities dealers, collective investment schemes, and their asset managers and fund management companies. It also regulates distributors and insurance intermediaries. It is charged with protecting creditors, investors and policyholders. FINMA is responsible for ensuring that Switzerland’s financial markets function effectively.
Disclose broker
Disclosure summary
- Disclosure matching Website matching
- Disclosure time 2024-05-01
- Reason for punishment The companies and individuals who may be carrying out unauthorised services and are not supervised by FINMA.
Disclosure details
Warning list of unauthorised companies and individuals Warning List - rockviewassets.com
Name RockViewAssets
Domicile -
Address Im Wingert 99 Le Moulin
Internet rockviewassets.com
Commercial register Not entered in commercial register
Remarks
Annex
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