Financial Markets Authority

Year 2011Regulated by Government

The Financial markets Authority (FMA) is a New Zealand government agency responsible for enforcing securities, financial reporting and company law as they apply to financial services and securities markets. The FMA also regulates securities exchanges, financial advisers and brokers, auditors, trustees and issuers - including issuers of KiwiSaver and superannuation schemes. It jointly oversees designated settlement systems in New Zealand, with the Reserve Bank of New Zealand (RBNZ). FMA is a member of New Zealand’s Council of Financial Regulators.

Disclose broker

Danger Unauthorized

Olympus

Disclosure summary

Disclosure matching Website matching
Disclosure time 2019-07-25
Reason for punishment Olympus Markets could be involved in a scam. Olympus Markets is not registered as a New Zealand Financial Service Provider or licensed to provide derivatives products to New Zealand retail investors.

Disclosure details

www.olympusmarkets.com and Next Trade Limited

25 July 2019 www.olympusmarkets.com and Next Trade Limited SHARE THIS ENTITY NAME: www.olympusmarkets.com and Next Trade Limited DATE: 25/07/2019 ASSOCIATED ENTITIES/INDIVIDUALS: Next Trade Limited TRADING NAME: Olympus Markets ADDRESS: PO Box 1276, Port Vila, Vanuatu WEBSITE: www.olympusmarkets.com PHONE: +60392121729; +74992131726; +35227872532 REASON FOR WARNING: Olympus Markets could be involved in a scam. Olympus Markets is not registered as a New Zealand Financial Service Provider or licensed to provide derivatives products to New Zealand retail investors. We note recent warnings published by the Slovakian and German regulators in relation to Olympus Markets. The links to the warnings are available here: Next Trade Ltd./ Plattform OlympusMarkets: BaFin ordnet Einstellung des grenzüberschreitenden Eigenhandels an NBS warning about the activity of Next Trade Ltd and R S Marketing Ltd (www.olympusmarkets.com)

Annex

Screenshot 1

More regulatory disclosure

Sanction

2023-05-03

第一金證券股份有限公司Cases of punishment for violating securities management laws and regulations by its employees. (Financial Securities Co., Ltd. No. 1120331339, Financial Management Securities Co., Ltd. No. 11203313392)