Swiss Financial Market Supervisory Authority
Year 2007Regulated by Government
 FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, exchanges, securities dealers, collective investment schemes, and their asset managers and fund management companies. It also regulates distributors and insurance intermediaries. It is charged with protecting creditors, investors and policyholders. FINMA is responsible for ensuring that Switzerland’s financial markets function effectively.
Disclose broker
 Disclosure summary
 - Disclosure matching Website matching
- Disclosure time 2023-10-31
Disclosure details
 Warning list of unauthorised companies and individuals Public warning Warning list of companies and individuals who may be carrying out unauthorised services and are not supervised by FINMABraxton Wealth Management
Name
Braxton Wealth Management
Domicile
-
Address
Stockerstrasse 25, 8002 Zürich, Switzerland
Internet
https://braxtonwm.com/
Commercial register
Not entered in commercial register
Remarks
-
   Annex
 More regulatory disclosure
 Sanction
      2023-12-07
    
Sanction
      2022-04-29
    
FINTRAC imposes an administrative monetary penalty on Laurentian Bank of Canada   
  
   
          Laurentian Bank Securities
        
Sanction
      2023-03-24