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Is AMTD licensed and supervised by any financial regulators, and if so, which ones oversee it?

Broker Issues
AMTD
Regulation
07-08
Estados Unidos
WikiFX
Sagot

Based on my personal due diligence and experience as a forex trader, I approach brokers like AMTD with significant caution, particularly when evaluating regulatory oversight. While AMTD claims to be registered in Hong Kong and refers to the Hong Kong Securities and Futures Commission (SFC) as its regulator, the current regulatory status is explicitly marked as "unverified." For me, this is a material red flag. The broker’s association with oOo Securities (HK) Group Limited, holding a Dealing in Securities license (AJH488), might initially seem reassuring. However, without up-to-date, independently verifiable confirmation from the SFC, I am unable to classify AMTD as genuinely licensed or supervised in a way that would meet my own risk management standards. Furthermore, given repeated warnings about the suspicious regulatory license and potential risks, as well as a reported lack of physical presence at the claimed address, my confidence in the broker’s regulatory standing is significantly undermined. In my trading career, I have found it essential to prioritize brokers whose regulatory status is clearly confirmed and transparent, as this directly impacts the safety of my funds and recourse options. In summary, I cannot assert that AMTD is licensed or properly supervised by any financial regulator at this time, and I strongly recommend careful, independent verification before proceeding with any engagement.

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United States
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