Global Broker Regulation Inquiry App
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Guardian Stockbrokers United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：
United Kingdom
United KingdomSurvey Date：2025-12-18
Guardian Stockbrokers
MIZUHO United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-18
MIZUHO
Mitsui Bussan Commodities United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-18
Mitsui Bussan Commodities
GIS United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-18
GIS
BP Prime United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-17
BP PRIME
TRADING 212 United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-17
TRADING 212
CWG Markets United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-17
CWG Markets
DIRECT United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-17
DIRECT
Acetop FINANCIAL LIMITED United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-17
Acetop FINANCIAL LIMITED
Advanced Markets United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-16
Advanced Markets
Advanced Markets United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-16
Advanced Markets
Sigma United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-16
Sigma
BTIG United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-16
BTIG
M&G United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-16
M&G
Plus500 United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-15
Plus500
hirose United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-15
hirose
CAPITAL INDEX United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-15
CAPITAL INDEX
Thornbridge United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-12
Thornbridge
Sucden United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-12
Sucden
Caxton United Kingdom Verified: Operational Office Confirmed
Field SurveyRegion：United Kingdom
United KingdomSurvey Date：2025-12-12
Caxton
United Kingdom Guardian Stockbrokers
United Kingdom MIZUHO
United Kingdom Mitsui Bussan Commodities
United Kingdom GIS
United Kingdom BP PRIME
United Kingdom TRADING 212
United Kingdom CWG Markets
United Kingdom DIRECT
United Kingdom Acetop FINANCIAL LIMITED
United Kingdom Advanced Markets
United Kingdom Advanced Markets
United Kingdom Sigma
United Kingdom BTIG
United Kingdom M&G
United Kingdom Plus500
United Kingdom hirose
United Kingdom CAPITAL INDEX
United Kingdom Thornbridge
United Kingdom Sucden
United Kingdom Caxton
Field-Surveyed Broker
Unverified
Schroder
1.59
Score Listed5-10 yearsQuestionable Regulatory LicenseRegional BrokersHigh Potential Risk
Regulated
Daiwa Securities
7.98
Score 15-20 yearsRegulated in JapanMarket Making License (MM)Self-developed
Regulated
Shinkin
6.94
Score 15-20 yearsRegulated in JapanInst Deriv Trading License (AGN)Medium Risk
Domestic Regulation
InteractiveBrokers
8.04
Score Listed20+ yearsRegulated in United StatesDerivatives Trading License (AGN)Self-developedGlobal BusinessMarket Making License (MM)High Potential Risk
Regulated
PWM Japan Securities
6.71
Score 15-20 yearsRegulated in JapanMarket Making License (MM)High Potential Risk
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