Global Broker Regulation Inquiry App
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Hantec Hong Kong (South China Building) Verified: Operational Office Confirmed
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：2025-10-21
HANTEC
BOCOM International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-29
BOCOM International
HUNGSING Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-23
HUNGSING
T.RowePrice Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
T.RowePrice
CONRAD Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-21
CONRAD
CITIC SECURITTIES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-12-01
CITIC SECURITTIES
Point72 Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-22
Point72
Pictet Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-22
Pictet
IMC Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-22
IMC
Head & Shoulders Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-21
HEAD & SHOULDERS FINANCIAL GROUP
KAISER Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-23
KAISER
Asia Pacific Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-13
Asia Pacific
Rakuten Securities Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-16
Rakuten Securities
TIANDA Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
TIANDA
Hao Tian Financial Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-15
Hao Tian Financial
Gold Fun Corporation Ltd Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-16
Gold Fun Corporation Ltd
uSMART Group Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-13
uSMART
ACU Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-13
ACU Bullion Limited
SINOLINK FINANCIAL HOLDING Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-13
SINOLINK FINANCIAL HOLDING
Zhongtai International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Zhongtai International
Hong Kong HANTEC
Hong Kong BOCOM International
Hong Kong HUNGSING
Hong Kong T.RowePrice
Hong Kong CONRAD
Hong Kong CITIC SECURITTIES
Hong Kong Point72
Hong Kong Pictet
Hong Kong IMC
Hong Kong HEAD & SHOULDERS FINANCIAL GROUP
Hong Kong KAISER
Hong Kong Asia Pacific
Hong Kong Rakuten Securities
Hong Kong TIANDA
Hong Kong Hao Tian Financial
Hong Kong Gold Fun Corporation Ltd
Hong Kong uSMART
Hong Kong ACU Bullion Limited
Hong Kong SINOLINK FINANCIAL HOLDING
Hong Kong Zhongtai International
Field-Surveyed Broker
Unverified
Schroder
1.59
Score Listed5-10 yearsQuestionable Regulatory LicenseRegional BrokersHigh Potential Risk
Regulated
Daiwa Securities
7.98
Score 15-20 yearsRegulated in JapanMarket Making License (MM)Self-developed
Regulated
Shinkin
6.94
Score 15-20 yearsRegulated in JapanInst Deriv Trading License (AGN)Medium Risk
Domestic Regulation
InteractiveBrokers
8.04
Score Listed20+ yearsRegulated in United StatesDerivatives Trading License (AGN)Self-developedGlobal BusinessMarket Making License (MM)High Potential Risk
Regulated
PWM Japan Securities
6.71
Score 15-20 yearsRegulated in JapanMarket Making License (MM)High Potential Risk
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