Company Profile
Company Profile
Review summary
| Shenwan Hongyuan Review Summary | |
| Founded | 2015 |
| Registered Country/Region | China |
| Regulation | SFC Dealing in futures contracts license (regulated), SFC Dealing in securities license (Exceeded) |
| Market Instruments | Equities, Futures |
| Trading Platform | e-service |
| Customer Support | Contact Form |
| Tel: (852) 2509-8395 | |
| Email: ir@swhyhk.com | |
Shenwan Hongyuan Information
Shenwan Hongyuan (H.K.) Limited is a Hong Kong-based financial services provider and a subsidiary of Shenwan Hongyuan Group Co., Ltd., a Chinese securities firm. The company offers a comprehensive range of services, including equities and futures trading, asset management, corporate finance, and institutional securities.
Pros and Cons
| Pros | Cons |
| Regulated with a dealing in futures contracts license | Dealing in securities license exceeded |
| Multiple contact channels | Limited tradable products |
| Transparent fee structure |
Is Shenwan Hongyuan Legit?
Shenwan Hongyuan is regulated by the Securities and Futures Commission of Hong Kong (SFC), holding a Dealing in futures contracts License (No AAF420). Meanwhile, its Dealing in Securities License (No AAC927) has been exceeded, which means activities associated with securities might involve risks.
| Regulated by | Regulated Authority | Regulatory Status | Regulated Entity | License Type | License Number |
 | Securities and Futures Commission of Hong Kong (SFC) | Regulated | Shenwan Hongyuan Futures (H.K.) Limited | Dealing in futures contracts | AAF420 |
 | Securities and Futures Commission of Hong Kong (SFC) | Exceeded | Shenwan Hongyuan Securities (H.K.) Limited | Dealing in securities | AAC927 |
What Can I Trade on Shenwan Hongyuan?
Traders are able to trade equities and futures on this platform.
| Trading Asset | Available |
| equities | ✔ |
| futures | ✔ |
| forex | ❌ |
| commodities | ❌ |
| indices | ❌ |
| stocks | ❌ |
| cryptocurrencies | ❌ |
| bonds | ❌ |
| options | ❌ |
| funds | ❌ |
| ETFs | ❌ |
Fees
Shenwan Hongyuan provides a clear overview of the fee structure on its website.
Various securities trading service fees, including their calculation methods and any applicable minimum or maximum amounts, are presented below.
For more information about fee and charges on this platfrom, please go to https://www.swhyhk.com/tc/wealth-management_hong-kong-equities/#trading-methods
| Securities Trading Service | Charges |
| Commission | 0.25% to 0.5% of the transaction amount, minimum brokerage fee of HK$100 |
| Stamp Duty | 0.1% of the transaction amount; stamp duty for less than HK$1 will be counted as HK$1 |
| SFC Transaction Levy | 0.0027% of the transaction amount |
| SEHK Trading Fee | 0.00565% of the transaction amount |
| Share Settlement Fee | 0.002% of transaction amount, Minimum HK$2 and maximum HK$100 |
| FRC Transaction Levy | 0.00015% of the transaction amount |
Trading Platform
| Trading Platform | Supported | Available Devices |
| e-service | ✔ | Desktop, Mobile, Web |
Deposit and Withdrawal
Deposit Procedures
- Accepted Methods: Bank transfers, cheques, cashier orders, and deposits via designated branches or express centers.
- Account Details: Deposits should be made payable to “Shenwan Hongyuan Securities (HK) Ltd”.
- Confirmation: Clients must email or fax the bank-in slip to funddeposit@swhyhk.com or fax to (852)-35258455.
Withdrawal Procedures are the same for both equities and futures.
- Complete and fax the withdrawal form to (852)-35258455.
- Instructions received before 12:00 PM are processed on the same day.
- For telegraphic transfers, service fees apply.
Notes: The depositor's name must match the client's account name. Third-party deposits and cash deposits are not accepted. Deposits must comply with local regulations.
